Compliance and Operations Manager

Capital Investment Advisory Services, LLC

Tess Ramby assists in the Compliance Department and is responsible for general Investment Advisory issues, Investment Advisory Representative (IAR) support, and general compliance related tasks. She has been with the firm since 2008 and in the financial services industry since 1987. Tess maintains her General Securities License and General Securities Principal License. She is married with two children and enjoys reading and spending time on the lake.